In latest SEC investigation, 11 firms will pay more than $88 million to settle charges related to off-channel texting ...

The firm was among 11 that agreed to pay a total of $88 million to resolve charges of violating federal securities laws by ...

A pair of SEC commissioners say the treatment of the brokerage firm Qatalyst shows industry watchdogs expect nothing short of ...

Stifel, Nicolaus & Co. and Invesco each agreed to pay $35 million to settle charges that they failed to record employee ...

US regulators levied more than $118 million in penalties against several financial firms for failing to keep employees’ electronic communications, the latest fallout from the so-called WhatsApp ...

TD Cowen has recently reduced KBR Inc (KBR) stock to Hold rating, as announced on September 6, 2024, according to Finviz. Earlier, on January 10, 2024, KeyBanc Capital Markets had resumed the stock to ...

The Securities and Exchange Commission charged 12 firms with record-keeping violations, and levied a total of more than $88 ...

SEC charges firms, including CM, SF and IVZ, millions in fines for longstanding failures to maintain and preserve electronic communications.

Vizsla Silver Corp. (TSXV: VZLA) (NYSE: VZLA) (Frankfurt: 0G3) ("Vizsla Silver" or the "Company") is of 25,000,000 common ...

Vice President Kamala Harris’s economic philosophy isn’t tethered to a specific ideology. According to her campaign, that’s the point.

Recruitment in NATiV3 clinical trial progresses with over 85% of the targeted number of patients enrolled in the main cohort and a statistical ...

A Texas-based registered investment advisor firm has been sanctioned over its staff's use of off-channel communications but managed to avoid a monetary penalty thanks to its cooperation with the ...