US regulators levied more than $118 million in penalties against several financial firms for failing to keep employees’ electronic communications, the latest fallout from the so-called WhatsApp ...

A pair of SEC commissioners say the treatment of the brokerage firm Qatalyst shows industry watchdogs expect nothing short of ...

In latest SEC investigation, 11 firms will pay more than $88 million to settle charges related to off-channel texting ...

SEC charges firms, including CM, SF and IVZ, millions in fines for longstanding failures to maintain and preserve electronic communications.

In August, more than two dozen firms, including Ameriprise Financial Services, Edward D. Jones & Co., LPL Financial and Raymond James & Associates, paid $393 million in fines to settle SEC off-channel ...

The firm was among 11 that agreed to pay a total of $88 million to resolve charges of violating federal securities laws by ...

According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self ...

NYC Schools Chancellor resigns Diddy hit with new rape suit Biden farewell address Brett Favre Parkinson’s Florida braces for Helene ...

Thailand's King has endorsed a historic marriage equality bill passed by parliament on June 18. Effective January 22, 2025, this law makes Thailand the first Southeast Asian country to legalise ...

2024 NFL Season, Week 3: What We Learned from Monday doubleheader ...

A viral video revealed the harsh living conditions of Dubai's labourers, sparking outrage and sympathy as viewers learned about their struggles.

Prime Minister Kyriakos Mitsotakis honored prominent Greek Americans for their contributions to the community during a reception in Astoria on September 24. Mike Manatos, Executive Director of the ...