In latest SEC investigation, 11 firms will pay more than $88 million to settle charges related to off-channel texting ...

According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self ...

The investment bank recently announced that it has entered into a non-binding commitment for a debt financing of the B. Riley ...

The SEC’s crackdown on texting and the use of unauthorized messaging apps has continued with 12 municipal advisors being ...

Thursday was another great day for the markets”—both the Dow Jones Industrial Average and S&P 500 notched record closes, ...

In a report released today, Brad Reback from Stifel Nicolaus maintained a Buy rating on Confluent (CFLT – Research Report), with a price ...

Stifel's Barry Bannister said that the non-farm payroll six-month diffusion index just crossed below a "recession trigger ...

Stifel Nicolaus analyst Jeffrey Stantial maintained a Hold rating on Light & Wonder (LNW – Research Report) today and set a price ...

With Alex David leaving Stifel, what does that say about the independent brokerage business there,” asks one brokerage executive.

US regulators levied more than $118 million in penalties against several financial firms for failing to keep employees’ electronic communications, the latest fallout from the so-called WhatsApp ...

Fintel reports that on September 17, 2024, Stifel upgraded their outlook for Lattice Semiconductor ( NasdaqGS:LSCC) from Hold ...

According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self-reported the results of its investigation.