In latest SEC investigation, 11 firms will pay more than $88 million to settle charges related to off-channel texting ...

According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self ...

The investment bank recently announced that it has entered into a non-binding commitment for a debt financing of the B. Riley ...

US regulators levied more than $118 million in penalties against several financial firms for failing to keep employees’ ...

The firm was among 11 that agreed to pay a total of $88 million to resolve charges of violating federal securities laws by ...

With Alex David leaving Stifel, what does that say about the independent brokerage business there,” asks one brokerage executive.

The SEC’s crackdown on texting and the use of unauthorized messaging apps has continued with 12 municipal advisors being ...

Thursday was another great day for the markets”—both the Dow Jones Industrial Average and S&P 500 notched record closes, ...

Stifel Nicolaus analyst Jim Duffy reiterated a Buy rating on Levi Strauss & Co (LEVI – Research Report) today and set a price target ...

Stifel's Barry Bannister said that the non-farm payroll six-month diffusion index just crossed below a "recession trigger ...

Stifel Nicolaus analyst Adam Borg maintained a Buy rating on Autodesk (ADSK – Research Report) today and set a price target of $320.00.

According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self-reported the results of its investigation.