In latest SEC investigation, 11 firms will pay more than $88 million to settle charges related to off-channel texting ...

According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self ...

The investment bank recently announced that it has entered into a non-binding commitment for a debt financing of the B. Riley ...

The SEC’s crackdown on texting and the use of unauthorized messaging apps has continued with 12 municipal advisors being ...

In a report released today, Matthew Smith, CFA from Stifel Nicolaus maintained a Hold rating on Lamb Weston Holdings (LW – Research ...

Thursday was another great day for the markets”—both the Dow Jones Industrial Average and S&P 500 notched record closes, ...

Stifel's Barry Bannister said that the non-farm payroll six-month diffusion index just crossed below a "recession trigger ...

Stifel Nicolaus analyst Jeffrey Stantial maintained a Hold rating on Light & Wonder (LNW – Research Report) today and set a price ...

With Alex David leaving Stifel, what does that say about the independent brokerage business there,” asks one brokerage executive.

US regulators levied more than $118 million in penalties against several financial firms for failing to keep employees’ electronic communications, the latest fallout from the so-called WhatsApp ...

Fintel reports that on September 17, 2024, Stifel upgraded their outlook for Lattice Semiconductor ( NasdaqGS:LSCC) from Hold ...

According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self-reported the results of its investigation.